CODE OF CONDUCT
By Comeandsee Global | 15 Sep 2021
There are standards of conduct expected of financial professionals when performing their duties. It is important to observe these standards of conduct, not only to give clients confidence in the financial services industry, but also to steer clear of penalties due to misconduct.
This course covers the 10 Standards of Conduct outlined by the MAS in 1st October 2002, applicable to both financial professionals and insurance brokers, as well as how to apply them in your profession.
- Understand the concept of conduct
- Know why it is held with such importance in the financial industry
- Know what are the Standards of Conduct expected of financial professionals
- Know how to apply those Standards of Conduct in your profession
FTS funding is available for this course for Singapore citizens & PR. Please email us at email@example.com and we will reply to you within 2 working days.
For concessionary fees, please email us at firstname.lastname@example.org.
If you wish to apply for FTS funding, please send us an email at email@example.com and we will reply within 2 working days.
$40 | Core CPD: 1 hr
This course includes:
- Level: Beginner
- Access on mobile and PC
- IBF FTS & Core FAA/SFA CPD Accredited
- Certificate of completion
ADELINE KOH – Lead Content Expert
Adeline graduated with a Bachelor of Social Science (Hons) degree in Economics from the National University of Singapore. She is also a Fellow of the Chartered Insurance Institute, UK and a Certified Risk Professional Manager, ARiM.