CODE OF CONDUCT

By Comeandsee Global | 15 Sep 2021

Courses Details

Synopsis

There are standards of conduct expected of financial professionals when performing their duties. It is important to observe these standards of conduct, not only to give clients confidence in the financial services industry, but also to steer clear of penalties due to misconduct.

This course covers the 10 Standards of Conduct outlined by the MAS in 1st October 2002, applicable to both financial professionals and insurance brokers, as well as how to apply them in your profession.

Objectives

• Understand the concept of conduct
• Know why it is held with such importance in the financial industry
• Know what are the Standards of Conduct expected of financial professionals
• Know how to apply those Standards of Conduct in your profession

Funding

FTS funding is available for this course for Singapore citizens & PR. Please email us at enquiries@comeandsee.com.sg and we will reply to you within 2 working days.

For concessionary fees, please email us at enquiries@comeandsee.com.sg.

If you wish to apply for FTS funding, please send us an email at enquiries@comeandsee.com.sg and we will reply within 2 working days.

$40 | Core CPD: 1 hr

ADELINE KOH – Lead Content Expert
Adeline graduated with a Bachelor of Social Science (Hons) degree in Economics from the National University of Singapore. She is also a Fellow of the Chartered Insurance Institute, UK and a Certified Risk Professional Manager, ARiM.