Financial Advisers

Now available on the Learn@IBF platform, this fourth module of ‘Course of Conduct’ microlearning course covers the topics of ‘Due Care and Due Diligence’ and ‘Disclosure’.  In this module, you will go through the importance of carrying out your duties with due care and due diligence. This module also looks at why it is necessary […]

In continuation of our ‘Code of Conduct’ microlearning course, this third module, now available on the Learn@IBF platform, covers the topics of ‘Confidentiality’ and ‘Competence’.   This module looks at why keeping your client’s data confidential is so important, and what methods you could employ to keep data confidential. It also goes through what it means

Ever wonder if a certain behavior is out of bounds which could potentially threaten compliance with the fundamental principles of professional conduct? Discover some of the potential threats and learn how to implement Integrity and Objectivity in the workplace in our new ‘Code of Conduct’ Module 2 – now available on Learn@IBF! In Module 1

In the financial industry, Code of Conduct provides a concrete foundation to a set of business conduct standards that supports the organization’s mission, values, and culture. Every financial professional is expected to meet the highest professional standards, to act ethically and with integrity. Available on Learn@IBF, our ‘Code of Conduct’ micro-learning series is designed in